Legal and Regulatory Information Webpage
All references to “we” and “our” should be read as referring to Saffery LLP.
Legal form: Saffery LLP (formerly Saffery Champness LLP) is a limited liability partnership registered in England and Wales under number OC415438 with its registered office at 71 Queen Victoria Street, London EC4V 4BE. A list of members is available for inspection at this address.
The term ‘partner’ is used to refer to a member of Saffery LLP.
Saffery Champness remains to be the trading name of Saffery LLP.
Head office and postal address: 71 Queen Victoria Street, London EC4V 4BE
Telephone: 020 7841 4000
Fax: 020 7841 4100
Email: [email protected]
Governing law: Laws of England and Wales
Jurisdiction: English Courts
Authorisation scheme: Saffery LLP is a firm of Chartered Accountants, and a member firm of the Institute of Chartered Accountants in England and Wales (“ICAEW”), registered to conduct audit work in the UK.
Professional rules and code of conduct can be accessed on the ICAEW website www.icaew.com.
Details of our audit registration can be viewed at www.auditregister.org.uk, under reference number C004942553.
Investment business services are regulated under the Financial Services and Markets Act 2000. We are not authorised by The Financial Conduct Authority (FCA”). We are licensed by the ICAEW to provide certain investment business services that are complementary to, or arise out of, the services we provide to you.
We are an ancillary insurance intermediary and are not authorised by the FCA, however, we are included on the register maintained by the FCA so that we can provide / carry out insurance distribution services / activity, which is broadly the advising on, selling and administration of insurance contracts. The register can be accessed from the FCA’s website at www.fca.org.uk.
Where you need advice on investments (including insurances) beyond the scope of our ICAEW licence, at your request we may be able to introduce you to someone who is authorised by the FCA.
In some circumstances we may receive commission or other benefits for introductions to other professionals or in respect of transactions which we arrange for you. Where this happens, we will notify you in writing of the amount and terms of payment and receipt of any such commissions or benefits.
VAT number: 447229537
General terms and conditions: Our services are provided subject to our engagement terms.
Insurance: In accordance with the disclosure requirements of the Provision of Services Regulations 2009 (as amended in 2014), our professional indemnity insurance is placed with various Lloyd’s Syndicates and Insurance Companies. The lead insurers are Starr Europe Insurance Limited and Starr International (Europe) Limited, 4th Floor 30 Fenchurch Avenue London EC3M 5AD. The territorial coverage is worldwide and covers operations in all of our locations.
In the unlikely event that we cannot meet our liabilities to you, you may be able to claim compensation in connection with investment activities under the Chartered Accountants’ Compensation Scheme.
Complaints: Complaints should be addressed to the Managing Partner, Mr Matthew Burton on 020 7841 4036 or [email protected]. In the event of your not being satisfied by our response, you may also bring the matter to the attention of the ICAEW. Details of any other dispute resolution procedure applicable to an engagement are contained in our engagement terms.
Nexia: Saffery LLP is a member of Nexia, a leading, global network of independent accounting and consulting firms. Please see https://nexia.com/member-firm-disclaimer/ for further details.
Nexia International Limited does not accept liability for any loss arising from any action taken, or omission, on the basis of the content on our website or any documentation and external links provided.
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